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SEC Reports Whistleblower Program Gathered Steam in 2012

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994161_steam.jpgFollowing the SEC's payment of its first Whistleblower award in the amount of $50,000, the SEC reports that its Whistleblower Program generated a total of 3001 tips through fiscal year 2012. Read the report here: SEC Annual Report on the Dodd-Frank Whistleblower Program 2012.pdf. Big payouts and many more cases are expected. The SEC also reported that whistleblower tips identified over half of all fraud schemes uncovered in public companies, while outsiders, including the SEC, only identified about 5% of such schemes. As preciously discussed on this blog, the SEC's Whistleblower Program provides regulatory authority for the SEC to pay 10-30% bounties to whistleblowers whose tips lead to a SEC enforcement action with cummulative penalties of over $1,000,000. Fines, disgorgement and interest paid all count toward the $1,000,000 threshold. The determination of the actual percentage and amount of the award is within the discretion of the SEC which is to consider the significance of the tip, the degree of assistance provided and the "programmatic interest " of the SEC in the particular action. Skeptics continue to voice concerns that some employees will "blow the whistle" only to get the substantial reward rather than pursue internal company procedures to avoid or limit improper conduct. Despite these reasonable concerns, the SEC Whistleblower Program and similar measures are unquestionably the trend in compliance legislation and hold great public appeal. Companies subject to SEC jurisdiction should govern themselves accordingly.

Do Male Jurors Discriminate Against Fat Women?

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Researchers at Yale University recently conducted a study with 471 mock jurors. Each of them was given a hypothetical criminal case of cheque fraud, together with photographs of four fake defendants. The four accused consisted of a portly man, a slender man, a svelte woman and an overweight woman. The jurors then assessed each accused’s [...]

More From Andrew Cohen on the Case of Tyrone Noling

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"Can Ohio Handle the Truth About The Tyrone Noling Case?" is Andrew Cohen's latest post at the Atlantic. There are four hard truths in Tyrone Noling's unenviable life. The first three form a part of his past that he can...

Another perspective on Alleyne argument (predicting Harris's demise)

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Experienced lawyer and federal sentencing guru Mark Allenbaugh (firm website here), who has already provided a terrific review of last week's meeting of the US Sentencing Commission for the blog here, now comes through with this lengthy guest-post concerning what...

Search Warrants And GPS Tracking Devices In California: Penal Codes 1524 and 1534

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In January of 2012 the U.S Supreme court held that the government’s installation of a GPS device on a target’s vehicle, and its use of that device to monitor the vehicle’s movements, constituted a search under the 4th Amendment. This...

Bradenton, Florida Man Arrested After Giving Several "Wedgies" to Bradenton Movie Goers

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18 year old Bradenton, Florida man Charles Ross was arrested on Sunday in Manatee County, Florida on battery allegations for allegedly giving numerous movie goers "wedgies." Allegedly Ross owns and operates a You Tube page where he posts video of himself performing pranks on random strangers. From this report, Ross' MO is to have a friend video him in public arenas approaching random people or their property and taking action that isn't necessarily considered to be accepted in the public eye. In this particular situation Manatee County deputies report that Ross would walk up behind a person and grab the back of their pants and then pull them up high, causing pain or discomfort, all while videotaping the encounter. Clearly, the glaring difference between this prank and prior pranks is the visit to the Manatee County Jail. At first blush Ross' actions appear to be harmless pranks pulled by an immature kid seeking attention and some form of minor fame via You Tube. When considered and reviewed by a Tampa criminal attorney it appears the Manatee County authorities and Ross' victims felt this harmless prank may have borne some harm, thereby leading to battery charges. A battery charge in Florida is codified under Florida Statute 784.03. To sustain a charge for simple battery against Ross, the Manatee County State Attorney's Office must prove that Ross actually and intentionally touched another person against their will OR that Ross intentionally caused harm to another person. Assuming Ross has no prior record he would be looking at a first degree misdemeanor count for every person he blessed with a wedgie, each count punishable by up to 11 months, 29 days in the Manatee County Jail and a $1,000 fine payable to the great State of Florida. I believe it would be difficult to find a Tampa criminal attorney who would say with a straight face that Ross really intended to hurt anyone. With that consideration, the Manatee State Attorney's Office would have to pursue this case under the theory that Ross intentionally touched each victim against their will. Considering the likelihood of numerous witnesses coming forward and video evidence of the alleged crimes, should the State pursue these charges it appears the case is open and shut in favor of the State.

Justice Thomas Speaks

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Though it's not clear exactly what he said, it's gotten a great deal of attention from Court watchers because of its rarity. "Justice Clarence Thomas Breaks His Silence," is Adam Liptak's report in today's New York Times. One of the...

As HIPPA Audit Pilot Program Ends, Providers Should Brace for More of the Same in 2013

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1370555_lots_of_files_2.jpgThe Health Information Technology for Economic and Clinical Health (HITECH) Act requires the Department of Health and Human Services (HHS) to provide for periodic audits to ensure that covered entities and business associates are complying with the HIPAA privacy and security rules and the HITECH Act's breach notification standards. To implement this mandate, the HHS Office for Civil Rights (OCR) piloted a program to conduct 115 audits of covered entities to assess privacy and security compliance. Audits conducted under OCR's pilot program began in November 2011 and ended in December 2012. As part of the audit pilot program, OCR established an audit protocol that contains the requirements assessed during OCR's performance audits. The entire audit protocol is organized around modules, representing separate elements of privacy, security, and breach notification. (The protocol is available for public review at: http://www.hhs.gov/ocr/privacy/hipaa/enforcement/audit/protocol.html.) For example, with respect to the HITECH Act's breach notification standards, auditors checked, among other things, whether: a process exists for notifying individuals within the required time period of a breach of unsecured protected health information (PHI); if any breaches occurred, that individuals were notified within 60 days; if there is a standard template or form letter for breach notification; and if any breaches occurred, the notification to the individuals included the required elements set forth at 45 C.F.R. § 164.404(c). In other words, the protocol provides a useful checklist for providers to ensure that they are complying with the HIPAA privacy and security rules and the HITECH Act's breach notification standards. OCR has previously stated that the results of the initial audits will inform how audits will be conducted moving forward from the pilot program. It remains unclear how the initial audits will affect the existing audit protocol and whether OCR will revise the protocol. Until OCR provides notice that it is revising the existing protocol standards, providers would be well-served by continuing to compare their existing policies and procedures against the protocol's standards.

Lawyer Admits Guilt in Straw Buyer Scam

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Gerry Zobrist, 43, Las Vegas, Nevada, a lawyer, pleaded guilty to federal felony conspiracy and fraud charges for his involvement in a mortgage fraud scheme that caused federally insured financial institutions to suffer losses of more than $30 million.

What Is Drunk In Public (DIP)?

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DIP.jpg If you have been drinking and you get drunk, you might think you are safe from being arrested by the police as long as you don't attempt to drive. Certainly, making the decision to not get behind the wheel of a vehicle and attempting to drive is a good one. However, you can be arrested for being drunk in public (DIP) or public intoxication (PI). Certainly, charges for either are far less serious than a driving under the influence (DUI) charge and carry much less severe fines and penalties. They are, however, misdemeanors that will end up being part of your criminal record. Under California Penal Code Section 647(f), you are drunk in public if your intoxication level is such that the police believe that you are a danger to yourself and others. It further states that it is illegal to be in any public place if your intoxication level interferes with, obstructs or prevents others from using the streets, sidewalks or other public ways. A public place can be pretty much any place outside of a home, including restaurants, bars, malls, parks, buses, public streets and sidewalks. It can also be common areas in apartments or buildings, parking lots, driveways, the front yard and the porch, for example. A public place can also be a place that is not visible to or frequented by the general public, such as movie theaters, private booths in adult bookstores, spas and massage parlors. Private places would be inside homes, garages, motel or hotel rooms and the backyard of your house. The statute is directed towards situations where you are out in public and inebriated to the extent that you are falling down, passed out, impeding traffic on sidewalks or being rowdy because of your intoxication. If arrested and charged with drunk in public (DIP) or public intoxication (PI), you can face up to as much as six months in jail and a fine of up to $1,000, in addition to summary probation. If you are convicted of a third DIP in twelve months, you can face a minimum of ninety days in jail. Just as with any other DUI charge, the arrest really depends on the observations and opinions of the arresting officer, in addition to the blood or breath tests. These chemical tests are often flawed, inaccurate or improperly administered, however. The tests can be attacked during cross examination of the investigating officer as well as the arresting officer's recollection of the events surrounding the arrest.

How would a California “Wet Reckless” Plea Affect a Virginia License Holder?

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I was recently asked the above question from a California DUI lawyer. His client had the option to accept a California “wet reckless” plea (under California Vehicle Code 23103), and he was trying to figure out how the client’s Virginia license might be affected. Here’s my response: First of all, Virginia is VERY diligent about [...]

In Undercover Operation, Central Florida Authorities Arrest 50 for Attempted Sex With Minors

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Fifty people were arrested in Central Florida over the past weeks for arranging what they thought was sex with a minor. According to news reports, sixteen law enforcement agencies worked together to target people who might commit child sex crimes in Seminole County. The law enforcement agencies posed online as minors or as parents of minors, ultimately arranging for the targets to meet the “minor” at a house in Seminole County where they expected to have sex. The supposed minors were as young as 11. Instead, of course, the targets were arrested; Fox News says all will be charged with traveling to meet a minor for sex and soliciting a minor for sex. When and if they are released on bond from Seminole County Jail, all will have orders not to contact minors. News reports say the suspects were located through online chat and classified Web advertisements. From Jan. 6 onward, law enforcement officers spent hours chatting with the suspects online and on the phone. The undercover officers led the suspects to believe that they were arranging sex with minors, but sent only clothed photos. However, a sheriff's deputy said they frequently received graphic child pornography in return—which may fuel further charges of child pornography possession. The defendants include an English teacher at New Smyrna Beach High School and a science teacher at Ocoee High School in Orange County, as well as a translator with the Orange County schools and a janitor in the Seminole County schools. Law enforcement will investigate whether any of those arrested had inappropriate contact with actual minors. In my experience, regardless of whether further investigation turns up any crimes, these defendants are all in serious trouble. The news reports say that one of the teachers has already resigned, and the other school employees will have to either resign or be fired, given their no-contact-with-minors requirements. In fact, anyone who has been arrested for a sex crime involving minors can expect to have his or her reputation shattered, regardless of how true the allegations are. Even people who were later acquitted of the crime are often fired from their jobs and shunned by other members of the community. And of course, the charges these defendants face carry long prison sentences and other harsh penalties, like sex offender registration. Because of all of this, it's absolutely vital for these defendants to get experienced legal representation as soon as possible. At Seltzer Law, P.A., we focus our practice on defending people accused of serious crimes involving computers, technology and the Internet. Our lead attorney, David Seltzer, is an experienced former cyber crime prosecutor with the Miami-Dade State's Attorney's office. Now, he uses that experience to help defendants get the best deal possible when they're facing serious cyber crime charges. Our attorneys understand how prosecutors build their cases, and that means we know where to look for weaknesses, particularly in a cyber crime context. We look at all of the aspects of the case, including unusual technological aspects, to find possible weaknesses that can help us break down the case and have charges reduced or dismissed. Based in Miami, we represent clients across Florida and the United States. And because we know police agencies don't stop making arrests when business hours end, we answer the phone 24 hours a day and seven days a week.

Initial thoughts on draft criminal justice budgets: Fables from La-la land

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Let's take a first-cut look at implications for the criminal justice system in the Texas House and Senate draft budgets released yesterday amidst promises of tax cuts from state officials. (Go here for links to both budgets; the criminal justice/public safety budgets are in Article V.)First things first, both the House and Senate budgets failed to restore funding cut last session from the prison healthcare budget, despite the fact that the Legislative Budget Board had to agree to additional funding mid-biennium in order to keep the UT Medical Branch in Galveston as their main provider. Both budgeted not only less than the requested amount but lower than the 2013 levels set by the 83rd Legislature for hospital and clinical care, pharmacy, and psychiatric care. That cannot stand at current prison population levels.Slight cuts were suggested for local probation departments, ignoring TDCJ's request for more funds and probation directors' request to help with rising health insurance costs. Coupled with the suggestion that the state will spend less in 2014 and 2015 to "incarcerate felons" than it did in 2013 - despite rising healthcare and food costs and guard shortages stemming from low pay - these budget figures appear to come straight out of la la land. Both budgets zeroed out TDCJ's line item for facilities maintenance, a suggestion that fails to pass the laugh test. (The agency had budgeted $81 million for maintenance this biennium and requested $97 million for the next one.) Overall, TDCJ would receive roughly $65 million per year less in the next biennium than was budgeted for 2013, a figure that won't be tenable unless something is done to reduce the overall prison population.The newly formed Texas Juvenile Justice Department would see its budget slashed by about $30 million per year compared to 2013 under both proposed budgets, with the cuts coming from mostly from state-operated secure facilities. The budget substantially reduced the allocation for "basic supervision" by juvenile probation departments, but added the money back in under a new line item titled "Pre- and Post-Adjudication Facilities." Funds for halfway houses and "general rehabilitation treatment" would decline slightly.Both budgets would slash the Department of Public Safety's budget by around half a billion dollars over the biennium compared to the last one, ignoring recent calls for trooper pay raises. The agency's request for additional crime lab funding to mitigate growing backlogs was also ignored.The Indigent Defense Commission's request for additional funds to cover unfunded mandates on counties from the 2001 Fair Defense Act was rebuffed in both budgets. Bottom line: What's been proposed here are not realistic suggestions based on historical costs and caseloads. Grits does believe there are ways to cut public safety and corrections spending, particularly by funding community based diversion programs to offset reductions in much-more expensive incarceration. But these budgets don't reduce spending through smart, strategic thinking but by thoughtlessly hacking at topline numbers without a realistic implementation plan.Obviously we're at the beginning of the process and budgets at the end of the session will look much different, one would imagine, than these initial proposals. It must be said, however, on the criminal justice front they're not off to an inspiring start.

Report: More Veterans Dying Before Disability Benefits Approved

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Los Angeles Social Security Disability Lawyer Vincent Howard of HOWARD LAW is closely familiar with the extensive backlog of disability cases handled by the Department of Veterans Affairs. flag.jpg A recent report by Newsweek's online platform, The Daily Beast, in conjunction with the Center for Investigative Reporting, revealed that sadly, an increasing number of veterans are actually dying before their disability benefits and/or pensions are awarded. While our firm primarily focuses on propelling claims for civilian federal disability benefits, it's important for veterans to know that they may actually be eligible for both. Your receipt of one will not affect the other. Depending on your circumstances, you may additionally also be eligible for SSI, which is awarded to disabled individuals who have limited resources and income. While none of these processes tend to be speedy (unless you are diagnosed with a condition listed on the administration's recently-expanded Compassionate Allowances Conditions), you should avail yourself of all the benefits to which you may be entitled. One could be awarded faster than the others, which could help you maintain financial independence while you focus on your health. As a retired E4 Specialist in the U.S. Army, Howard is particularly dedicated to aiding fellow veterans suffering from disabling injuries or illnesses. According to the recent news article, the V.A. appears to be increasingly impotent when it comes to handling the large volume of new claims, mostly from soldiers returning from the recent wars in Afghanistan and Iraq. It's gotten so bad that as of the end of the fiscal year in September, the federal agency paid out nearly $440 million in benefits to the survivors of nearly 20,000 former soldiers who had died while waiting for disability benefit approval. These figures are especially stunning when compared to what they were just three years ago. In 2009, nearly $8 million was paid out to survivors of nearly 6,500 veterans who died waiting for their claims to be processed. These numbers include older, WWII veterans who die without getting their pensions, as well as veterans of more recent conflicts, who have committed suicide in record numbers after their disability claims for PTSD are shot down. There are also an increasing number of deceased veterans' survivors who are waiting on claims, for which they are hoping to be awarded retroactive benefits. There were approximately 3,000 survivors awaiting disability claims approval at the end of 2009, versus almost 13,000 survivors waiting at the end of last month. The actual number may in fact be much higher, as family members usually have to file additional documentation in order to keep the claim from expiring after the retired service member has passed away. Many are so grief-stricken or exhausted, they simply let it go. As we've previously reported in our Social Security Disability Blog, almost 900,0000 veterans and their loved ones have been cooling their heals for an average of nine months for a decision on their claims. The wait is longer in bigger cities. Los Angeles has some of the longest wait times in the country, with veterans waiting an average of 1.5 years. One point we do want to drive home to veterans is that while your V.A. disability claim might be predicated on whether your condition actually occurred as a direct result of an incident or series of incidents while in the service, SSDI is different. There is less of a burden of proof in terms of establishing what caused your disability. Instead, the focus is on proving that as a result of your disability, you have been left unable to work. This is particularly important for PTSD sufferers to understand. We don't want you to lose hope. We want you to know there are multiple options you may have available to you. We urge you to contact us to learn more about how we can help improve your chances of having your disability claim approved.

Can I appeal a DUI sentence?

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Free legal answers from attorneys - I don't know the sentence yet. I am waiting for the judge to decide but I am wondering if when he gives it, is that fi

Bartow Sex Crimes Defense Lawyer :: Polk County Prostitution Sting Nets 78 Arrests

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Bartow, FL - A three-day undercover operation targeting online prostitution ads has resulted in dozens of people being arrested. The Polk County Sheriff's Office conducted the operation between January 10 and January 13. At the end of the sting, a total of 78 people were arrested, including a porn star and a police recruit. Of those arrested, 31 have criminal histories, including nine registered felons. Deputies claim that one of those felons has been previously arrested 38 times in the Tampa Bay area. According to detectives, those arrested for solicitation of prostitution either posted or responded to online advertisements offering sex. Many of those arrested face additional charges, including possession of drugs, aiding and abetting, escape, traffic offenses, battery on a law enforcement officer, violation of probation and failure to register as a sex offender. 501818_police_squad_1.jpgIn recent years, law enforcement agents throughout the state of Florida have increased their enforcement of solicitation for prostitution by conducting sting operations using police decoys. In fact, numerous time and resources are poured into undercover prostitution stings in hopes of making a considerable amount of arrests. The Internet has only helped undercover detectives catch unsuspecting men and women engaging in or soliciting prostitution. If you were arrested for prostitution anywhere in Florida, in order to receive the best possible outcome for your situation you must consult with a sex crimes defense lawyer immediately. The consequences attached to a prostitution offense can be harsh, even if this is your first arrest. A first-time conviction can result in up to 60 days in county jail. A second conviction can land you in jail for up to one year. A third or subsequent conviction for prostitution can be classified as a third-degree felony, punishable by up to five years in prison. Along with time behind bars, a prostitution conviction can tarnish your good name within the community, wreck your personal relationships and limit future career options. A Polk County Criminal Defense Attorney at Whittel & Melton can look into your arrest and make sure police followed proper protocols. In these types of cases, there is always the possibility that you were the victim of police misconduct or entrapment, which can be used as a defense against the charges against you. We will advise you of your legal rights and make sure you fully understand the options available to you. We will exhaust every effort available to make sure you receive a successful outcome.

Lawrence, Massachusetts Police Make Arrest For Intimidation of a Witness at a Murder Trial

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Jose Davilla of Lawrence, Massachusetts was arrested yesterday at his home. He has been charged with Intimidation of a Witness. They are still looking for Rafael Rodriguez, also being charged with the same felony offense. It is alleged that the...

Aside from murder, are there certain types of felonies that cannot ever be expunged?

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Free legal answers from attorneys - It seems really obvious to me that real serious crimes like murder can never be expunged. I was wondering if there are

Did the Justice System Fail Aaron Swartz?

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Two of Aaron Swartz's attorneys, one current and one former, say that the Government wanted Aaron Swartz to plead guilty to all 13 counts in the Superseding Indictment, and it would recommend a... [[ This is a content summary only. Visit my website for full links, other content, and more! ]]

CA - Sex Offenders Win Right To Online Anonymity

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Original ArticleWe do not force ex-identity thieves or ex-hackers to post their personal information online, nor any other criminal, so why should we start with today's modern day scapegoat? If you do it for one group, then everybody, criminal or not, should be forced to not be anonymous online!01/15/2013 A federal judge has blocked a California bill that would take away sex offenders’ ability to anonymously use email, social media, instant messaging and various other web sites and services. The bill, Proposition 35, was deemed by Judge Thelton Henderson, to be unconstitutional. Here’s how the State of California summarizes the bill in question:Increases prison sentences and fines for human trafficking convictions. Requires convicted human traffickers to register as sex offenders. Requires registered sex offenders to disclose Internet activities and identities. Fiscal Impact: Costs of a few million dollars annually to state and local governments for addressing human trafficking offenses. Potential increased annual fine revenue of a similar amount, dedicated primarily for human trafficking victims. In November, the bill passed with 81% of the vote. The bill, however, was temporarily blocked as the ACLU (along with a couple of sex offenders) got involved and filed suit. The ACLU said of the bill, “Proposition 35 increases criminal penalties for sex offenses and imposes new restrictions on registered sex offenders. For example, the measure requires that registrants provide online screen names and information about their Internet service providers to law enforcement – even if their convictions are very old and have nothing to do with the Internet or children. This provision essentially eliminates the ability of registrants to engage in anonymous online speech and imposes a substantial burden whenever a registrant wants to use a new online platform to speech, infringing on registrants’ First Amendment right to free speech.” Similarly, Judge Henderson, who blocked the bill on Friday, said (as quoted by Wired): “The challenged provisions have some nexus with the government’s legitimate purpose of combating online sex offenses and human trafficking, but the government may not regulate expression in such a manner that a substantial portion of the burden on speech does not serve to advance its goals.” Bloomberg quotes Henderson as saying, “The court does not lightly take the step of enjoining a state statute, even on a preliminary basis. However, just as the court is mindful that a strong majority of California voters approved Proposition 35 and that the government has a legitimate interest in protecting individuals from online sex offenses and human trafficking, it is equally mindful that anonymity is a shield from the tyranny of the majority, and that plaintiffs enjoy no lesser right to anonymous speech simply because they are unpopular.” According to Wired, the next phase of the legal process could be a trial on the lawsuit’s merits. Bloomberg quotes a spokesman for California Attorney General Kamala Harris, as saying, “Our office is reviewing the decision.” Mike Masnick at TechDirt writes of Proposition 35, “There are serious issues with the bill if you don’t know the details. First, many ‘sex offenders’ aren't what you might think of as ‘sex offenders’ — people who are arrested for things like urinating in public, or for consensual sex between minors. Beyond that, this particular bill went really, really far, requiring all such “offenders” to hand over all details of every online service they used — no matter what the purpose.” Sex offenders’ online rights have always been a hot button issue, and have received a great deal of attention over the past year, particularly. Last year, we wrote about a wave of challenges (especially from the ACLU) to state laws banning sex offenders’ use of social media. One such law was in Indiana, where a judge ruled that a state ban on convicted sex offenders accessing social media sites at all, is lawful. A similar case took place in Nebraska, where a law banning registered sex offenders from holding social media accounts was thrown out. In Louisiana, a sex offender Facebook ban was deemed “unconstitutionally overbroad.” “Although the act is intended to promote the legitimate and compelling state interest of protecting minors from internet predators, the near total ban on internet access imposed by the act unreasonably restricts many ordinary activities that have become important to everyday life in today’s world,” the judge said of that case. Still, one Louisiana lawmaker passed a law requiring all registered sex offenders to list their status and crimes on any social network in which they participate. Clearly this issue is seeing various state responses across the nation.© 2006-2013 | Sex Offender Issues
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